Uz\u0146\u0113m\u0113ji bie\u017ei vien pamat\u012bgi uztraucas, sa\u0146emot no Valsts ie\u0146\u0113mumu dienesta (VID) pazi\u0146ojumu par Noziedz\u012bgi ieg\u016btu l\u012bdzek\u013cu legaliz\u0101cijas un terorisma un prolifer\u0101cijas finans\u0113\u0161anas nov\u0113r\u0161anas (NILLTPFN) likuma un Starptautisko un Latvijas Republikas nacion\u0101lo sankciju (Sankciju) likuma pras\u012bbu izpildes p\u0101rbaudi jeb, k\u0101 to v\u0113l m\u0113dz saukt, VID AML (Anti Money Laundering) p\u0101rbaudi.<\/p>\n\n\n\n
Ko var sagaid\u012bt no p\u0101rbaudes, k\u0101 var tai sagatavoties? <\/strong>Ja uz\u0146\u0113m\u0113js c\u012bt\u012bgi iev\u0113ro NILLTPFN likuma un Sankciju likuma pras\u012bbas, tad uztraukumam nemaz nav pamata.<\/p>\n\n\n\n Ja tom\u0113r liekas, ka kaut kas var\u0113tu b\u016bt palaists gar\u0101m, tad ieskaties m\u016bsu bloga rakst\u0101 un p\u0101rbaudi sevi. Ja k\u0101ds no punktiem nav izpild\u012bts, tad v\u0113lams to sak\u0101rtot p\u0113c iesp\u0113jas \u0101tr\u0101k.<\/p>\n\n\n\n T\u0101tad p\u0101rliecinies, vai esi:<\/strong><\/p>\n\n\n\n 1. iesniedzis zi\u0146ojumu VID par savu darb\u012bbas veidu k\u0101 NILLTPFN likuma subjekts;<\/p>\n\n\n\n 2. iec\u0113lis darbinieku, tai skait\u0101 no augst\u0101k\u0101s vad\u012bbas, kas ir ties\u012bgs pie\u0146emt l\u0113mumus un ir atbild\u012bgs par NILLTPFN un Sankciju likumu pras\u012bbu iev\u0113ro\u0161anu, un par to zi\u0146ojis VID;<\/p>\n\n\n\n 3. atbilsto\u0161i savam darb\u012bbas veidam esi veicis un dokument\u0113jis NILLTPF un sankciju risku nov\u0113rt\u0113jumus, lai noskaidrotu, nov\u0113rt\u0113tu, izprastu un p\u0101rvald\u012btu savai darb\u012bbai piem\u012bto\u0161os NILLTPF un sankciju riskus , t.sk. esi:<\/p>\n\n\n\n 3.1. noteicis kop\u0113jo NILLTPF risku,<\/p>\n\n\n\n 3.2. noteicis kop\u0113jo sankciju risku;<\/p>\n\n\n\n 4. esi izstr\u0101d\u0101jis NILLTPFN un sankciju riska p\u0101rvald\u012b\u0161anas iek\u0161\u0113j\u0101s kontroles sist\u0113mu taj\u0101 paredzot:<\/p>\n\n\n\n 4.1. k\u0101rt\u012bbu un apjomu, k\u0101d\u0101 veicama klienta izp\u0113te,<\/p>\n\n\n\n 4.2. k\u0101rt\u012bbu, k\u0101d\u0101 tiek dokument\u0113ts un p\u0101rskat\u012bts ar klientu, t\u0101 rezidences valsti, klienta saimniecisko vai personisko darb\u012bbu, izmantotajiem pakalpojumiem un produktiem un to pieg\u0101des kan\u0101liem, k\u0101 ar\u012b ar veiktajiem dar\u012bjumiem saist\u012btais NILLTPF un sankciju risks,<\/p>\n\n\n\n 4.3. k\u0101rt\u012bbu, k\u0101d\u0101 veicama klienta dar\u012bjumu uzraudz\u012bba,<\/p>\n\n\n\n 4.4. aizdom\u012bgu dar\u012bjumu atkl\u0101\u0161anas k\u0101rt\u012bbu,<\/p>\n\n\n\n 4.5. k\u0101rt\u012bbu, k\u0101d\u0101 tiek attur\u0113ts no aizdom\u012bga dar\u012bjuma veik\u0161anas,<\/p>\n\n\n\n 4.6. k\u0101rt\u012bbu, k\u0101d\u0101 tiek zi\u0146ots Finan\u0161u izl\u016bko\u0161anas dienestam par aizdom\u012bgiem dar\u012bjumiem,<\/p>\n\n\n\n 4.7. k\u0101rt\u012bbu, k\u0101d\u0101 tiek zi\u0146ots par sankciju ierobe\u017eojumu p\u0101rk\u0101pumiem vai to m\u0113\u0123in\u0101jumiem, k\u0101 ar\u012b par sankciju ierobe\u017eojumu apie\u0161anu vai to m\u0113\u0123in\u0101jumiem, <\/p>\n\n\n\n 4.8. k\u0101rt\u012bbu, k\u0101d\u0101 tiek uzglab\u0101ta un izn\u012bcin\u0101ta izp\u0113tes gait\u0101, k\u0101 ar\u012b klienta veikto dar\u012bjumu uzraudz\u012bbas gait\u0101 ieg\u016bt\u0101 inform\u0101cija un dokumenti,<\/p>\n\n\n\n 4.9. darbinieku ties\u012bbas, pien\u0101kumus un atbild\u012bbu, pildot NILLTPF likuma pras\u012bbas,<\/p>\n\n\n\n 4.10. k\u0101rt\u012bbu, k\u0101d\u0101 tiek nodro\u0161in\u0101ta anon\u012bma iek\u0161\u0113j\u0101 zi\u0146o\u0161ana par likuma pras\u012bbu p\u0101rk\u0101pumiem un \u0161\u0101du zi\u0146ojumu izv\u0113rt\u0113\u0161ana, ja, \u0146emot v\u0113r\u0101 likuma subjekta darbinieku skaitu, \u0161\u0101da zi\u0146o\u0161ana ir iesp\u0113jama,<\/p>\n\n\n\n 4.11. neatkar\u012bga audita funkciju, ja tas ir piem\u0113rojams, \u0146emot v\u0113r\u0101 noziedz\u012bgi ieg\u016btu l\u012bdzek\u013cu legaliz\u0101cijas un terorisma un prolifer\u0101cijas finans\u0113\u0161anas risku un likuma subjekta saimniecisk\u0101s darb\u012bbas apm\u0113ru un b\u016bt\u012bbu,<\/p>\n\n\n\n 4.12. politiku un proced\u016bru regul\u0101ras darb\u012bbas p\u0101rskat\u012b\u0161anas pras\u012bbas un k\u0101rt\u012bbu atbilsto\u0161i izmai\u0146\u0101m normat\u012bvajos aktos vai likuma subjekta darb\u012bbas procesos, sniegtajos pakalpojumos, p\u0101rvald\u012bbas strukt\u016br\u0101, klientu b\u0101z\u0113 vai darb\u012bbas re\u0123ionos;<\/p>\n\n\n\n T\u0101pat VID p\u0101rbaud\u012bs, vai esi:<\/p>\n\n\n\n 5. veicis regul\u0101ru atbild\u012bg\u0101 darbinieka un citu darbinieku apm\u0101c\u012bbu NILLTPFN un sankciju jom\u0101;<\/p>\n\n\n\n 6. nov\u0113rt\u0113jis reput\u0101ciju personai, kura pretend\u0113 uz atbild\u012bg\u0101 darbinieka amatu par NILLTPFN likuma pras\u012bbu iev\u0113ro\u0161anu<\/p>\n\n\n\n Gad\u012bjumos, kad ir bijis konstat\u0113ts aizdom\u012bgs dar\u012bjums:<\/p>\n\n\n\n 7. p\u0101rliecinies, ka visi dokumenti, l\u0113mumi, zi\u0146ojumi, kas saist\u012bti ar aizdom\u012bga dar\u012bjuma konstat\u0113\u0161anu, izv\u0113rt\u0113\u0161anu, zi\u0146o\u0161anu vai attur\u0113\u0161anos, ir k\u0101rt\u012bb\u0101.<\/p>\n\n\n\n Neaizmirsti, ka VID p\u0101rbaud\u012bs ne tikai to, vai Tev ir izveidota iek\u0161\u0113j\u0101s kontroles sist\u0113ma, bet p\u0101rliecin\u0101sies, ka Tu iev\u0113ro IKS noteikto, t\u0101p\u0113c sak\u0101rto visus ar klientu identifik\u0101ciju, izp\u0113ti un uzraudz\u012bbu saist\u012btus pap\u012brus un p\u0101rliecinies, ka esi veicis savu klientu NILLTPF un sankciju risku nov\u0113rt\u0113\u0161anu.<\/p>\n\n\n\n Ja Tev ir \u0161aubas attiec\u012bb\u0101 uz Tavas IKS atbilst\u012bbu \u0161obr\u012bd sp\u0113k\u0101 eso\u0161\u0101m NILLTPFN likuma un Sankciju likuma pras\u012bb\u0101m vai ir nepiecie\u0161am\u012bba izstr\u0101d\u0101t jaunu IKS, dro\u0161i vari v\u0113rsties pie m\u016bsu ekspertiem<\/a>, rakstot uz help@atbilst.lv<\/a> vai zvanot pa t\u0101lruni 6000 7770.<\/p>\n\n\n\n <\/p>\n\n\n\n Atbilst<\/em> team<\/p>","protected":false},"excerpt":{"rendered":" Uz\u0146\u0113m\u0113ji bie\u017ei vien pamat\u012bgi uztraucas, sa\u0146emot no Valsts ie\u0146\u0113mumu dienesta (VID) pazi\u0146ojumu par Noziedz\u012bgi ieg\u016btu l\u012bdzek\u013cu legaliz\u0101cijas un terorisma un prolifer\u0101cijas finans\u0113\u0161anas nov\u0113r\u0161anas (NILLTPFN) likuma un Starptautisko un Latvijas Republikas nacion\u0101lo sankciju (Sankciju) likuma pras\u012bbu izpildes p\u0101rbaudi jeb, k\u0101 to v\u0113l m\u0113dz saukt, VID AML (Anti Money Laundering) p\u0101rbaudi. Ko var sagaid\u012bt no p\u0101rbaudes, k\u0101 […]<\/p>","protected":false},"author":1,"featured_media":726,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_seopress_robots_primary_cat":"none","_seopress_titles_title":"Esi gatavs VID p\u0101rbaudei","_seopress_titles_desc":"Esi gatavs VID p\u0101rbaudei. Ko var sagaid\u012bt no p\u0101rbaudes, k\u0101 var tai sagatavoties? Lasi s\u012bk\u0101k m\u016bsu bloga ierakst\u0101 jau \u0161odien.","_seopress_robots_index":"","footnotes":""},"categories":[1],"tags":[],"meta_box":[],"_links":{"self":[{"href":"https:\/\/atbilst.lv\/en\/wp-json\/wp\/v2\/posts\/722"}],"collection":[{"href":"https:\/\/atbilst.lv\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/atbilst.lv\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/atbilst.lv\/en\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/atbilst.lv\/en\/wp-json\/wp\/v2\/comments?post=722"}],"version-history":[{"count":0,"href":"https:\/\/atbilst.lv\/en\/wp-json\/wp\/v2\/posts\/722\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/atbilst.lv\/en\/wp-json\/wp\/v2\/media\/726"}],"wp:attachment":[{"href":"https:\/\/atbilst.lv\/en\/wp-json\/wp\/v2\/media?parent=722"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/atbilst.lv\/en\/wp-json\/wp\/v2\/categories?post=722"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/atbilst.lv\/en\/wp-json\/wp\/v2\/tags?post=722"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}